Investment advisors are a crucial part of the investment ecosystem. By providing advice and guidance, they help clients select appropriate investments and manage their investment portfolios.
While our practice often involves advising investors who have been harmed by unscrupulous investment advisors, we also know that many times investment advisors are unfairly blamed for bad investment outcomes.
As such, part of our practice is representing investment advisors against unfair accusations at regulatory or legal proceedings. In this effort, our deep understanding of the investment universe helps us protect the rights of our investment advisor clients.
What types of problems?
In this part of our practice, we often address the following types of issues:
- Investment advisors facing accusations of wrongdoing
- Investment advisors seeking advice on how to structure their affairs
- Investment advisors seeking advice on particularly difficult or risky client-facing situations
What sorts of solutions?
Our work can involve representing investment advisors in regulatory or legal proceedings or providing advice on how to handle particular developments in their practice.
We believe that our deep understanding of both the investment world as well as the legal framework of investment advisory work allows us to be effective advocates in this area.
Tell us a little about your situation.
Call us or fill out the form below to tell us a little about your situation. We will assess it quickly and let you know whether we can be helpful.
